Despre specificul competenţei şi a procedurii de constatare şi sancţionare a contravenţiilor la regimul juridic al pieţei de capital, al asigurărilor şi al pensiilor private

Conf. univ. dr. Titus PRESCURE

Universitatea "Transilvania" din Braşov

Facultatea de Drept

ABSTRACT

The present study has proposed as primary objective the identification, analysing and presentation of the specific legal status of observing and sanctioning by the competent authorities the facts considered by the legislation in force, as being contraventions to some specific activities of the capital market, more precisely, of some categories of financial instruments, the insurance and reinsurance and, not lastly, the activities and operations regarding the private pensions system, as these areas are considered and covered by the Government Emergency Ordinance no. 93/2012 (O.U.G.) regarding establishing, organizing and functioning of the Financial Supervisory Authority (ASF).

Keywords: contraventions, capital market, the...